Investor Charter

Investor Charter

Investor Charter – Research Analyst (RA)

(As mandated by SEBI for Research Analysts)

SEBI Registration Number: INH000023047
Name / Brand: Vardaan Capital (Professional Identity of Mr. Sumit Kamblykar)

  1. Vision & Mission

Vision:
To enable investors to invest with knowledge, safety, and confidence.

Mission:

  • To provide transparent, unbiased, and research-driven insights.
  • To empower investors through education and a disciplined Astro-Technical approach.
  • To maintain the highest standards of integrity, compliance, and client service.
  1. Our Commitments to Investors
  • Provide research reports based on independent, diligent analysis of publicly available information.
  • Offer unbiased recommendations with proper disclosures of conflicts of interest, if any.
  • Disclose any financial interest in securities covered in research reports.
  • Share terms & conditions, including fees (if applicable), at the time of onboarding.
  • Disclose use of AI / automated tools (if applicable) in research services.
  1. Service Standards
  • Timely publishing of research reports and investor updates.
  • Prompt responses to client queries.
  • Grievance redressal within 21 days of receipt.
  • Investor Charter available on our website, office premises, and shared during onboarding.
  1. Rights of Investors

As an investor, you have the right to:

  • Be treated fairly, with unbiased research and transparency.
  • Receive full disclosures of all material information, fees, risks, and conflicts.
  • Get clear explanations of research views and recommendations.
  • Have your personal and financial data kept confidential.
  • Raise complaints and seek redressal through SEBI’s SCORES platform if unresolved.
  1. Responsibilities of Investors

Investors are expected to:

  • Deal only with SEBI-registered Research Analysts; verify registration on SEBI website.
  • Read and understand all disclosures, disclaimers, and terms before acting on research.
  • Pay only through banking channels; never in cash.
  • Seek clarification on recommendations before making investment decisions.
  • Not share sensitive credentials like account passwords with any analyst.
  • Raise grievances promptly, if any, for quick resolution.
  1. Grievance Redressal Mechanism
  • Step 1: Contact Vardaan Capital directly via registered email / contact form / helpline.
  • Step 2: If unresolved, escalate to SEBI’s SCORES Portal (https://scores.sebi.gov.in).
  • Step 3: Further escalation possible via arbitration / conciliation as per regulations.

Turnaround Time (TAT): All grievances will be acknowledged promptly and resolved within 21 days.


Sumit Kamblaykar

(Professional Identity: Vardaan Capital)
SEBI Registered Research Analyst
Registration No.: INH000023047

Disclaimer: Investment in securities markets is subject to market risks. Research recommendations are based on analysis and information believed to be reliable but are not guaranteed for accuracy or returns. Past performance is not indicative of future results. Investors should evaluate the suitability of any recommendation before investing



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